Bridging the Week by Gary DeWaal: June 12 to 16 and June 19, 2017 (Protectionism; CCPs; Volcker; TAS; FinTech)

Published Date: June 19, 2017

The European Commission proposed a protectionist regime for the oversight of third-country clearinghouses, while the US Department of Treasury recommended mostly keeping the Volcker Rule “as is,” but simplifying the definition of proprietary trading and adding increased flexibility for authorized market-making activity. Moreover, in New York City, employers must soon stop requesting information on prior compensation history from job applicants or risk fines and payment of compensatory damages. As a result, the following matters are covered in this week’s edition of Bridging the Week:

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ABOUT GARY DEWAAL

Gary DeWaal

Gary DeWaal is currently Special Counsel with Katten Muchin Rosenman LLP in its New York office focusing on financial services regulatory matters. He provides advisory services and assists with investigations and litigation.


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ABOUT KATTEN

Katten is a firm of first choice for clients seeking sophisticated, high-value legal services in the United States and abroad.

Our nationally recognized practices include corporate, financial services, litigation, real estate, environmental, commercial finance, insolvency and restructuring, intellectual property, and trusts and estates.

Our approximately 650 attorneys serve public and private companies, including nearly half of the Fortune 100, as well as a number of government and nonprofit organizations and individuals.

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Gary DeWaal
Katten Muchin Rosenman LLP
575 Madison Avenue
New York, NY 10022-2585

+1.212.940.6558




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